Recently enacted laws

H.R. 616 · 103rd Congress · enacted

To amend the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion.

Became Public Law No: 103-68.

Latest official action 1993-08-11 · Enacted

The bill, briefly

Amends the Securities Exchange Act of 1934 to cite conditions under which it shall not be unlawful for members of exchanges and associated persons to effect a transaction for an account with respect to which they exercise investment discretion. Permits transactions for such a managed account (without the involvement of an independent floor broker) if the member or associated person: (1) has obtained express authorization from the person or persons authorized to transact business for the account before engaging in the practice of effecting such transactions; (2) furnishes the persons authorized to transact business for the account with a statement at least annually disclosing the aggregate compensation received by the exchange member in effecting such transactions; and (3) complies with any rules the Securities and Exchange Commission has prescribed with respect to such requirements.

Congressional Research Service · 1993-01-26

Who reported lobbying on this bill?

Amount spent specifically on this bill: not disclosed

The reports below name this bill and disclose an organization’s overall lobbying expenses or a firm’s client income for the period. They can cover many bills and issues. These amounts are not payments to the bill or its politicians.

No matching lobbying report is imported yet. This is not evidence that no lobbying occurred.

2,409 latest lobbying reports imported. Some source imports are still in progress.

Politicians behind the bill

Sponsors and cosponsors from the official source, limited to members currently in office. Campaign amounts are cycle-wide and are not payments for this bill.

2 of 2 source cosponsor records retrieved; only current officials and unwithdrawn sponsorships appear.

PAC donors to the listed sponsors

These are all-cycle contributions to the listed sponsors’ and cosponsors’ campaigns. FEC does not attribute them to this bill. A donation plus sponsorship does not establish why a politician acted.

A NEW DIRECTION PAC$10,000
ADVANCING DEMOCRACY AND MOBILIZATION PAC$10,000
AIR LINE PILOTS ASSOCIATION PAC$10,000
AMERICAN ASSOCIATION FOR JUSTICE POLITICAL ACTION COMMITTEE (AAJ PAC)$10,000
AMERICAN FEDERATION OF TEACHERS, AFL-CIO COMMITTEE ON POLITICAL EDUCATION$10,000
BLUE WAVE PROJECT$10,000
COMMON GROUND PAC$10,000
COMMUNICATIONS WORKERS OF AMERICA - COPE POLITICAL CONTRIBUTIONS COMMITTEE$10,000
FORWARD TOGETHER PAC$10,000
GIDDY UP PAC$10,000
GRANITE VALUES PAC$10,000
HAWAII PAC$10,000
HEALTH JOBS JUSTICE$10,000
HOOPS PAC$10,000
I GOT YOUR BACK PAC$10,000
IN OUR HANDS$10,000
INTERNATIONAL ASSOCIATION OF FIREFIGHTERS INTERESTED IN REGISTRATION AND EDUCATION PAC$10,000
LOBO PAC$10,000
NARRAGANSETT BAY PAC$10,000
NCTA - THE INTERNET & TELEVISION ASSOCIATION POLITICAL ACTION COMMITTEE (NCTAPAC)$10,000
NIXON PEABODY LLP PAC$10,000
NUTMEG PAC$10,000
OCEANS PAC$10,000
OFF THE SIDELINES PAC$10,000
PEOPLE'S VOICE PAC$10,000
PERIMETER PAC$10,000
PINEAPPLE PAC$10,000
PURPOSE PAC$10,000
REV UP PAC$10,000
TURQUOISE PAC$10,000
VICTORY NOW PAC$10,000
INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS POLITICAL ACTION COMMITTEE$9,000
ALSOPAC$7,500
AMALGAMATED TRANSIT UNION - COPE$7,500
DEFEND THE DREAM$7,500
NATIONAL RURAL LETTER CARRIERS' ASSOCIATION POLITICAL ACTION COMMITTEE$7,500
OFFICE OF THE COMMISSIONER OF MAJOR LEAGUE BASEBALL POLITICAL ACTION COMMITTEE$7,500
TRANSPORT WORKERS UNION OF AMERICA POLITICAL CONTRIBUTIONS COMMITTEE$7,500
NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEES ASSOCIATION POLITICAL ACTION COM (NARFE-PAC)$7,000
AMERICAN PHYSICAL THERAPY ASSOCIATION PHYSICAL THERAPY POLITICAL ACTION COMMITTEE (PT-PAC)$6,000

The largest 40 donor totals appear here. Open each politician for their complete, paginated PAC donor list.

What happened after enactment?

Dated agency-reported implementation and uptake measures are shown with their scope. They do not by themselves establish causal success. If no evidence is listed, the outcome is not established.

Measured outcome: not established
Enactment alone does not show whether a law improved its intended outcome. We need a dated evaluation, observed result or verified implementation record before claiming success or failure.